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James Langton
James Langton
Regulation
FINRA fines Fidelity Brokerage Services US$1 million for supervisory failures
December 18, 2015
James Langton
Products
Excel Funds to merge BRIC fund into emerging-markets fund
December 18, 2015
James Langton
Regulation
Global banking regulators issue guidance on loan losses
December 18, 2015
James Langton
People
Former Philly Fed governor named to FINRA board
December 18, 2015
James Langton
Regulation
NASAA launches seniors-focused website
December 17, 2015
James Langton
Regulation
Fund managers may face guidance on managing liquidity
December 17, 2015
James Langton
Regulation
Freeze order issued against Quebec insurance rep
December 17, 2015
James Langton
Regulation
ESMA sees continued high levels of risk in 2016 financial markets
December 17, 2015
James Langton
Regulation
Revised IIROC CRM FAQ document addresses suitability
December 17, 2015
James Langton
Regulation
FINRA task force recommends improving securities arbitration system
December 16, 2015
James Langton
Regulation
CFTC approves proposed enhanced rules on cybersecurity
December 16, 2015
James Langton
Industry
International equities boost pension wealth: StatsCan
December 16, 2015
James Langton
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