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James Langton
James Langton
Industry
No evidence of “advice gap” in U.K.
December 24, 2015
James Langton
Regulation
MaRS VX strengthens compliance systems
December 24, 2015
James Langton
Markets
Banks may meed more capital: Fitch
December 24, 2015
James Langton
Industry
Investment industry groups give a qualified ‘thumbs-up’ on proposed CCMR
December 23, 2015
James Langton
Regulation
CDCC proposes rule changes
December 23, 2015
James Langton
Regulation
IAP calls for best-interest standard
December 23, 2015
James Langton
Industry
ITG closes transaction to sell Calgary-based research unit
December 23, 2015
James Langton
Industry
Ex-Morgan Stanley advisor get probation for stealing client data
December 23, 2015
James Langton
Regulation
IOSCO reports on business continuity plans for trading venues and intermediaries
December 22, 2015
James Langton
Regulation
IIROC terminates Edgecrest’s membership
December 22, 2015
James Langton
Regulation
MFDA bans former advisor for 10 years
December 22, 2015
James Langton
Regulation
Ex advisor banned for misappropriating funds from clients
December 22, 2015
James Langton
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