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James Langton
James Langton
Industry
Where does investor loyalty lie?
December 22, 2015
James Langton
Regulation
NASAA announces top investor threats
December 22, 2015
James Langton
Product
Mutual fund net sales rise in November: IFIC
December 22, 2015
James Langton
Regulation
Manitoba court sentences man to one year in jail for trading without registration
December 21, 2015
James Langton
Regulation
Crowdfunding must balance firms’ needs with investor protection: IOSCO
December 21, 2015
James Langton
Regulation
FINRA, SEC issue investor alert on securities-backed lines of credit
December 21, 2015
James Langton
Regulation
IIROC guides help dealers boost cybersecurity preparedness
December 21, 2015
James Langton
Industry
Overall retirement savings boosted by workplace pensions: study
December 21, 2015
James Langton
Regulation
IIROC suspends Jacob Securities
December 18, 2015
James Langton
Regulation
Report outlines best practices regarding seniors and DSC mutual funds
December 18, 2015
James Langton
Regulation
MFDA mulls expanded CRM2 disclosure
December 18, 2015
James Langton
Regulation
J.P. Morgan to pay US$267 million for disclosure failures: SEC
December 18, 2015
James Langton
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