Regulation

ESMA, SFC sign MoU

November 26, 2015 James Langton

ASC to hear arguments in Suncor’s hostile takeover bid of COS

November 26, 2015 Lauren Krugel, The Canadian Press

IIROC proposes personal corporations for advisors

November 25, 2015 James Langton

Fed approves final rule to modify capital plan, stress testing rules

November 25, 2015 James Langton

MFDA reaches settlement with HollisWealth

November 24, 2015 James Langton

Global regulators issue guidance on cyber resilience

November 24, 2015 James Langton

CFTC’s proposed new rules target automated trading

November 24, 2015 James Langton

FCNB pulls insurance broker’s licence

November 24, 2015 James Langton

Former hospital employee fined and sentenced for unregistered trading

November 24, 2015 James Langton

Three-quarters of CFD clients lost money, study finds

November 23, 2015 James Langton

FCA seeks input on “RegTech”

November 23, 2015 James Langton

Identity theft leads to advisor’s suspension

November 23, 2015 James Langton