Regulation

Amendments harmonize N.S. securities legislation to national standard

November 20, 2015 IE Staff

Nova Scotia makes changes to PRPP legislation

November 19, 2015 IE Staff

IIROC, CSF collaborate to strengthen investor protection

November 19, 2015 James Langton

SEC proposes new rules for dark pools

November 19, 2015 James Langton

FINTRAC sanctions Montreal firm

November 18, 2015 James Langton

FCA to review competition in U.K. asset management industry

November 18, 2015 James Langton

Banks to face higher capital requirements: report

November 18, 2015 James Langton

IIROC extends deadline for unwinding existing trustee, executorship and POA arrangements

November 18, 2015 James Langton

SEC charges two Canadians in alleged pump and dump scheme

November 17, 2015 James Langton

Financial firms in New Zealand falling short of expectations

November 17, 2015 James Langton

Ontario pair charged with fraud, unregistered trading and illegal distribution

November 16, 2015 James Langton

U.S. charges former SEC compliance examiner

November 16, 2015 James Langton