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ESMA seeks retail representation for shareholder advisory group
December 7, 2015
James Langton
Octagon Capital declared bankrupt; firm suspended
December 7, 2015
James Langton
AMF sanctions Scotia Life
December 4, 2015
James Langton
European regulators mull intervention on robo-advisors
December 4, 2015
James Langton
New directors approved at MFDA annual general meeting
December 3, 2015
James Langton
CSA to require exempt-market filings be made on SEDAR
December 3, 2015
James Langton
CSA introduces new requirements for clearing agencies
December 3, 2015
James Langton
FCA to require insurers to publish details of last year’s premium
December 3, 2015
James Langton
NSSC bans former mutual fund salesperson
December 2, 2015
James Langton
Brochure outlines benefits of working with an MFDA member
December 2, 2015
IE Staff
New York proposes anti-money laundering requirement
December 2, 2015
James Langton
IIROC hearing to consider Octagon Capital suspension
December 2, 2015
James Langton
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