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  1. Home
  2. Regulation

Regulation

Whistleblower receives award despite involvement in fraud

December 18, 2020 James Langton
Businessman Blowing Whistle Isolated on White Background
Industry

Hedge fund founders face OSC charges

December 18, 2020 James Langton

Bond trader who duped clients avoids jail time

December 18, 2020 James Langton

IIROC to scrap fee premium for “risky” firms

December 17, 2020 James Langton

There really is no such thing as a free lunch, even with online trading

December 17, 2020 James Langton
Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

North American task force tackles pandemic scams

December 17, 2020 James Langton

FCA gives crypto firms an ultimatum

December 16, 2020 James Langton

Prior to the pandemic, shadow banking was surging

December 16, 2020 James Langton

OSC alleges Bloomberg subsidiaries operated without registration or exemption

December 16, 2020 James Langton

OSC stays SRO sanctions, pending review

December 16, 2020 James Langton

As anxieties grow over CERB notices, Qualtrough says no requirement to repay now

December 15, 2020 Jordan Press

Banks, insurers land court approval to host virtual AGMs in 2021

December 15, 2020 The Canadian Press
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