Regulation

Former Wells Fargo exec sanctioned

January 15, 2021 James Langton

B.C. court approves class action settlement

January 15, 2021 James Langton

IIROC drops rule proposals for identifying non-client accounts

January 14, 2021 James Langton

AMF sanctions Desjardins over fund sales practices

January 13, 2021 James Langton

No dividend hikes, share buybacks for banks and insurers until lockdowns end: OSFI

January 11, 2021 The Canadian Press
Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

FCA warns on promise of crypto riches

January 11, 2021 James Langton

OSFI embarks on climate risk consultation

January 11, 2021 James Langton

Deutsche Bank pays US$130M to settle U.S. charges

January 8, 2021 James Langton

MX extends pandemic relief to summer

January 8, 2021 James Langton

OSC names new RAC members

January 8, 2021 James Langton

Hacker gets 12 years for attacking U.S. banks, brokers

January 7, 2021 James Langton

Firms should report damage from SolarWinds hack: NASAA

January 7, 2021 James Langton