Regulation

Fraudsman fails to evade BCSC disgorgement order

December 11, 2020 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Avoiding insider trading on auto-pilot

December 10, 2020 James Langton

IIROC calls for crypto experts

December 10, 2020 James Langton

Exempt market sees surge in individual investor activity: OSC

December 10, 2020 James Langton
A three-dimensional composition, a red arrow, breaks through the brick wall and can be used in any design

FCA bans risky retail investments, warns tech firms

December 10, 2020 James Langton

CFTC head, SEC enforcement chief to depart

December 10, 2020 James Langton

SEC invites competition in market data

December 9, 2020 James Langton

E-signatures get boost from pandemic

December 8, 2020 James Langton

Hedge fund took the cream for itself, SEC finds

December 8, 2020 James Langton
Business lawyer team. Working together of lawyer in the meeting.

Big banks to hold capital buffers at 1.0%

December 8, 2020 James Langton
Skyline of the financial district

After less than a quarter, the SEC is poised to set a whistleblower record

December 7, 2020 James Langton

OSC’s oversight of syndicated mortgages delayed

December 7, 2020 James Langton
House placed on coins Men's hand is planning savings money of coins to buy a home concept concept for property ladder, mortgage and real estate investment. for saving or investment for a house,