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Regulation
Regulation
CFTC charges trader with swap manipulation
February 1, 2021
James Langton
Investment firms, dealers face MiFID II review
February 1, 2021
James Langton
Industry
New course eases fund reps’ access to alt funds
February 1, 2021
James Langton
ESG ratings need regulation: ESMA
January 29, 2021
James Langton
Wirecard scandal claims head of BaFin
January 29, 2021
James Langton
Trading oversight must remain robust: MX
January 29, 2021
James Langton
Wall Street exec admits US$100-million fraud
January 28, 2021
James Langton
Industry
TSX’s new-look closing session gets OSC blessing
January 28, 2021
James Langton
Step up cybersecurity, AMF advises
January 28, 2021
James Langton
OSC issues guidance on pre-filing reviews
January 28, 2021
James Langton
CSA makes it easier for MFDA reps to access alts
January 28, 2021
James Langton
FSRA founds advisory committee on pension sector
January 27, 2021
James Langton
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