Regulation

U.S. securities watchdogs reviewing recent stock market turbulence

February 5, 2021 Martin Crutsinger, The Associated Press

Closet indexing class action gets the go-ahead

February 4, 2021 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CSA seeks to streamline registration reporting

February 4, 2021 James Langton
rules and regulations

SEC alleges asset manager duped investors

February 4, 2021 James Langton

More funds available for victims in Goldpoint case

February 3, 2021 James Langton

ASC rejects rep’s appeal of MFDA discipline

February 3, 2021 James Langton

MFDA begins sketching map to new SRO

February 2, 2021 James Langton

Out for justice: Alleged crypto fraudster charged

February 2, 2021 James Langton

CSA, IIROC warn investors about relying on Reddit

February 1, 2021 James Langton, IE staff, with files from Canadian Press
Businessman standing in front of the panel with financial statistics

GameStop saga makes Wall Street an issue for Biden team

February 1, 2021 Marcy Gordon

FINRA to focus on retail investors in its reviews this year

February 1, 2021 James Langton

SEC elevates ESG issues with new policy role

February 1, 2021 James Langton
announcement