From the Regulators

Former fund rep fined, banned in used car scheme

January 9, 2026 James Langton
Judgment fine

Court denies broker injunction against insurer

January 8, 2026 James Langton
Court decision, Justice

FINRA seeks ‘speed bumps’ to guard against fraud

January 8, 2026 James Langton
new rules

Europe adding ESG risks to industry stress testing

January 8, 2026 James Langton
words ESG on a wood block and Future environmental conservation and sustainable ESG modernization development by using the technology of renewable resources to reduce pollution and carbon emission.
News

Ex-TD banker pleads guilty in money laundering case

January 7, 2026 James Langton
TD bank. stock photo
News

Court approves CIBC trailer fee settlement

January 7, 2026 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

The banker, the brothers, the friends and their frauds

January 7, 2026 James Langton
Judge looks at papers

Advisor title regulation in effect for New Brunswick

January 6, 2026 James Langton
advisor and client meeting

Advisor’s notes inadmissible, court finds

January 6, 2026 James Langton
Canadian laws
Research and Markets

Big Six banks face a rocky 2026: DBRS

January 6, 2026 James Langton
Banks on money pile

Suspect in Desjardins data leak involving 9.7 million members arrested in Spain

January 6, 2026 The Canadian Press

U.S. broker pays restitution to short-changed clients

January 6, 2026 James Langton
penalty card