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From the Regulators
From the Regulators
News
Death before distribution, B.C. court rules
January 21, 2026
James Langton
UBS sanctioned in settlement with MX
January 20, 2026
James Langton
ASIC review flags compliance issues in CFD sector
January 20, 2026
James Langton
News
Court offers chance to prove financial capability
January 20, 2026
James Langton
Tribunal denies confidentiality, stay motions
January 19, 2026
James Langton
Investor lawsuits may justify no financial sanctions
January 19, 2026
James Langton
Former TD rep sanctioned for misappropriation
January 19, 2026
James Langton
CIRO’s breach is a data-governance failure — not an IT glitch
January 19, 2026
Harvey Naglie
OSC plans payout to victims of binary options scheme
January 16, 2026
James Langton
Unprofessional conduct results in CIRO sanctions
January 16, 2026
James Langton
Rep turned fraudster sanctioned by CIRO
January 16, 2026
James Langton
Proposed fine too light, CIRO panel finds
January 15, 2026
James Langton
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