From the Regulators

Class action over Teachers’ FTX loss dropped

January 5, 2026 James Langton
Court settlement

Regulators eye market makers’ role in ETF trading

December 30, 2025 Yan Barcelo
liquid dollar sign
News

SEC charges seven groups in alleged crypto confidence scam

December 24, 2025 Alisha Hiyate
Stealing money

Dramatic increase in Fintrac fines coming, but their effectiveness is less clear

December 22, 2025 Ian Bickis, The Canadian Press
Rules and regulations

Whistleblower rewards out of fashion with U.S. regs

December 22, 2025 James Langton
Handful of cash

SEC sanctions Canadian over pump-and-dumps

December 19, 2025 James Langton
Fraud allure

Executive banned in failed real estate scheme

December 19, 2025 James Langton
Forlorn businessman

SEC sanctions key figures in FTX scandal

December 19, 2025 James Langton
Crypto money

ASC extends safe harbour regime to climate-related disclosures

December 19, 2025 Jonathan Got
Magnifying glass

AMF announces 2026 fee hikes

December 19, 2025 James Langton
saving money

CIRO trading increment reforms approved

December 19, 2025 James Langton
FCA proposes reforms for U.K. asset-management industry

Corporate director convicted of insider trading

December 19, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t