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James Langton
James Langton
Regulation
SEC enforcement activity stronger in fiscal 2015
October 22, 2015
James Langton
Regulation
Court dismisses bid to stay sanctions in insider trading and tipping case
October 22, 2015
James Langton
Regulation
CSA report finds fund commissions have an impact on sales, returns
October 22, 2015
James Langton
Research and Markets
Nasdaq Private Market acquires SecondMarket
October 22, 2015
James Langton
Industry
Taxpayers favouring TFSAs over RRSPs
October 21, 2015
James Langton
Regulation
European regulators consult on AML/CFT
October 21, 2015
James Langton
Regulation
Australian bank to implement large scale advice remediation program
October 21, 2015
James Langton
Regulation
OSC seeks ban on ex advisor convicted of fraud
October 21, 2015
James Langton
Research and Markets
Cross-border bank lending contracts in Q2: BIS
October 21, 2015
James Langton
Regulation
Bank of England publishes approach to stress testing U.K. banks
October 21, 2015
James Langton
Regulation
FINRA sanctions 12 firms a total of US$6.6 million
October 20, 2015
James Langton
Industry
Card portfolio purchase credit negative for Scotiabank
October 20, 2015
James Langton
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