James Langton
Regulation
FINRA orders US$18M in restitution for overcharged clients
October 28, 2015
James Langton
Research and Markets
Bank boardrooms lack technology experience: study
October 28, 2015
James Langton
Regulation
Assante fined $400K for failing to supervise branch properly
October 27, 2015
James Langton
Regulation
Contingency fund needed to cover investors’ losses, some argue
October 27, 2015
James Langton
Regulation
FINRA warns investors about the risks of trading in “binary options”
October 27, 2015
James Langton
Regulation
Australian equity markets not adversely affected by current levels of HFT, dark liquidity
October 27, 2015
James Langton