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  1. Home
  2. James Langton

James Langton

Industry

Appeal court sides with broker

October 28, 2015 James Langton
Regulation

OSC hikes whistleblower payout limit to $5 million

October 28, 2015 James Langton
Regulation

FINRA orders US$18M in restitution for overcharged clients

October 28, 2015 James Langton
Research and Markets

Bank boardrooms lack technology experience: study

October 28, 2015 James Langton
Research and Markets

Nasdaq launches blockchain initiative

October 28, 2015 James Langton
Regulation

Assante fined $400K for failing to supervise branch properly

October 27, 2015 James Langton
Regulation

Contingency fund needed to cover investors’ losses, some argue

October 27, 2015 James Langton
Regulation

FINRA warns investors about the risks of trading in “binary options”

October 27, 2015 James Langton
Industry

Intercontinental Exchange to buy Interactive Data

October 27, 2015 James Langton
Industry

Should OBSI be allowed to enforce recommendations?

October 27, 2015 James Langton
Regulation

DBRS to pay US$6 million to settle SEC charges

October 27, 2015 James Langton
Regulation

Australian equity markets not adversely affected by current levels of HFT, dark liquidity

October 27, 2015 James Langton
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