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James Langton
James Langton
Regulation
Seniors at risk of investment scams, FCA research finds
December 5, 2016
James Langton
Regulation
SEC rewards securities industry whistleblower a US$3.5-million award
December 5, 2016
James Langton
Industry
Investment banking prices slip in 2015
December 5, 2016
James Langton
Industry
Advisor’s appeal against former firm dismissed
December 2, 2016
James Langton
Regulation
U.S. CFTC proposes new capital requirements for swap dealers
December 2, 2016
James Langton
Regulation
U.S. regulators to consider fintech firms’ special banking applications
December 2, 2016
James Langton
Regulation
MFDA appoints new directors to its board
December 2, 2016
James Langton
Regulation
OSC names new members to its Registrant Advisory Committee
December 2, 2016
James Langton
Regulation
IIROC extends comment period on OEO proposal
December 2, 2016
James Langton
Markets
U.S. asset managers AUM boosted by market performance during Q3: Moody’s
December 1, 2016
James Langton
Regulation
New Zealand enters new era in financial regulation
December 1, 2016
James Langton
Regulation
IIROC proposes fee model for corporate debt securities data
December 1, 2016
James Langton
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