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James Langton
James Langton
Regulation
IIROC to hold next continuity planning test in October 2017
December 9, 2016
James Langton
Industry
FAIR Canada calls for major changes in yearend wish list
December 9, 2016
James Langton
Regulation
OSFI releases revisions to the capital rules
December 9, 2016
James Langton
Regulation
SEC announces second whistleblower award this week
December 9, 2016
James Langton
Regulation
IIROC hearing panel bans and fines former advisor $275,000
December 9, 2016
James Langton
Regulation
FCA considers more prescriptive rules for crowdfunding
December 9, 2016
James Langton
Regulation
Basel Committee completes implementation reviews on all members
December 9, 2016
James Langton
Research and Markets
Default rate for speculative-grade securities dropping: Moody’s report
December 9, 2016
James Langton
Regulation
SEC’s head of enforcement to leave the U.S. regulator by yearend
December 8, 2016
James Langton
Industry
Tough road ahead for asset managers, white paper suggests
December 8, 2016
James Langton
Regulation
CSA introduces methodology for overseeing market data fees
December 8, 2016
James Langton
Regulation
CSA decides on standard deviation to classify riskiness of funds
December 8, 2016
James Langton
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