Regulators’ Report Card 2018

Dissatisfaction with most of the major regulators that oversee the financial services sector has increased in the past year thanks, in part, to ongoing concern that small dealers are being pushed aside by larger industry players.

Slideshow: Regulators’ ratings in the past decade

While some of the regulators have seen their ratings remain stable, others have had wild swings in theirs

News

Much work to be done

March 29, 2018 Fiona Collie

A balancing act for regulators

March 29, 2018 Megan Harman

Approaches to small firms differ greatly

March 29, 2018 Leah Golob

Small firms call for greater representation

March 29, 2018 Anthony Burton