Regulation

Former fund rep fined, banned by MFDA panel

January 16, 2020 James Langton

CSA provides guidance on crypto trading

January 16, 2020 James Langton

Hastening the demise of LIBOR

January 16, 2020 James Langton

It’s official: IOSCO recommends synchronizing watches

January 16, 2020 James Langton

MX sanctions Deutsche Bank for supervisory shortcomings

January 15, 2020 James Langton

Advisor fined $60K for due diligence failures

January 15, 2020 Michelle Schriver
Business lawyer team. Working together of lawyer in the meeting.

SEC warns of new digital offerings

January 14, 2020 James Langton

Man charged with violating OSC order

January 14, 2020 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

BIS adds members, expands committees

January 14, 2020 James Langton
Row of business people listening to presentation at seminar

IIROC updating guidance alongside rules

January 13, 2020 James Langton

Ethics must keep pace with fintech innovation, regulators say

January 13, 2020 James Langton

FSRA outlines approach to troubled pensions

January 13, 2020 James Langton
Cropped shot of a cheerful elderly woman hugging her husband who's in a wheelchair at home during the day