Regulation

Debt fears rising among global regulators

January 30, 2020 James Langton

Financial sector bracing for Brexit

January 30, 2020 James Langton

Asset managers must adopt FX code: BIS

January 30, 2020 James Langton

Fund dealers need a path to selling alt funds: AIMA

January 30, 2020 James Langton

OSC suspends exempt market dealer for filing failures

January 28, 2020 James Langton

HFT costs global markets US$5 billion annually, FCA research finds

January 28, 2020 James Langton
illustration of clock with market data

Fund dealer exec sentenced for fraud

January 28, 2020 James Langton

U.S. regulators charge advisory firm and fund manager with breaches

January 27, 2020 James Langton

Boosting the industry’s cyber defences

January 27, 2020 James Langton

Accounting firm to pay $3.5 million for substandard audits of Crystal Wealth

January 24, 2020 Greg Dalgetty
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

MFDA sets compliance agenda for 2020

January 23, 2020 James Langton
Business lawyer team. Working together of lawyer in the meeting.

Fraud tipsters help recover investor assets, SEC says

January 23, 2020 James Langton