Regulation

CFTC sponsors innovation contest

April 21, 2020 James Langton

Court denies rep’s wrongful dismissal claim

April 21, 2020 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

SEC whistleblower gets US$5M award

April 20, 2020 James Langton

Madoff victims get payout

April 20, 2020 James Langton

Regulators boost mutual fund borrowing limits

April 17, 2020 James Langton

In a time of turmoil, a new top dog at the OSC

April 17, 2020 James Langton

OSC provides relief on late fees

April 17, 2020 James Langton

OSC reduces regulatory burden related to rep restrictions

April 17, 2020 James Langton
Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Former fund rep fined and banned

April 17, 2020 James Langton

Transfer of oversight for syndicated mortgages pushed to 2021

April 16, 2020 James Langton
House placed on coins Men's hand is planning savings money of coins to buy a home concept concept for property ladder, mortgage and real estate investment. for saving or investment for a house,

Tipster gets US$27 million SEC award

April 16, 2020 James Langton

Regulators delay client-focused reforms

April 16, 2020 James Langton
rules and regulations