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  2. Regulation

Regulation

FSRA details licensing, CE extension for life agents

April 27, 2020 James Langton

Canada’s fund regulation, taxation falling short for investors: Morningstar

April 27, 2020 James Langton

IIROC warns about risky ETFs in choppy markets

April 27, 2020 James Langton

OSC prolongs halt to in-person hearings

April 27, 2020 James Langton

IIROC fields dozens of relief requests

April 24, 2020 James Langton

SEC sets up Covid-19 surveillance group

April 24, 2020 James Langton

Laurentian Bank fined for inadequate trading supervision

April 24, 2020 IE Staff
Industry

FAIR Canada requests relief for group RESP customers

April 24, 2020 James Langton

OSC, RCMP warn of coronavirus scams

April 23, 2020 IE Staff

What advisors need to know about virtual onboarding

April 23, 2020 Michelle Schriver
woman at laptop

BCSC sanctions founders, companies in failed insurance venture

April 22, 2020 James Langton

B.C. OKs electronic meetings

April 22, 2020 James Langton
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