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Regulation

Providing refugees access to financial products a challenge for European banks

April 12, 2016 James Langton

SEC seeks 6% funding increase

April 12, 2016 James Langton

U.K. regulator bans former LIBOR trader

April 12, 2016 James Langton

Goldman Sachs agrees to US$5 billion settlement over risky mortgages

April 11, 2016 James Langton

Global regulators report progress on Basel III

April 11, 2016 James Langton

Alberta securities law changes receive first reading

April 11, 2016 James Langton
New Alberta law to give SROs greater powers

IIROC plans micro-cap roundtables

April 8, 2016 James Langton

Europe’s financial system faces key risks, report finds

April 7, 2016 James Langton

European regulators release final retail disclosure rules for banking, securities and insurance

April 7, 2016 James Langton

U.K. report on asset managers finds deficiencies

April 7, 2016 James Langton
Advocis encouraging advisors, clients to oppose commissions ban

CSA to introduce new harmonized report for exempt distributors

April 7, 2016 James Langton

Regulators monitoring OBSI compensation refusal cases

April 7, 2016 James Langton
OBSI plans to improve resolution process
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