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Regulation
Former CEO of Sino Forest was “controlling mind” behind alleged frauds: lawyer
April 18, 2016
Alexandra Posadzki
FCA cracking down on inducements
April 18, 2016
James Langton
No advantage for U.K. HFTs in real-time, FCA paper finds
April 18, 2016
James Langton
SEC seeks comments on financial disclosure requirements
April 15, 2016
James Langton
CSA’s new CRM2 guidance focuses on new rules coming into effect
April 14, 2016
James Langton
FCA seeks to ban former UBS trader for LIBOR role
April 14, 2016
James Langton
ESMA announces stress tests for CCPs
April 14, 2016
James Langton
IIROC fines advisor $115,000 for unsuitable recommendations
April 13, 2016
Fiona Collie
New international capital standard may have little impact on Canadian P&C insurers
April 13, 2016
James Langton
OSC announces Small and Medium Enterprises Committee members
April 13, 2016
James Langton
U.K. regulator calls for IPO reforms
April 13, 2016
James Langton
U.S. regulators have refined bank review processes but could improve transparency: report
April 12, 2016
James Langton
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