Regulation

CSA looking to develop new system for analyzing market data

February 13, 2017 James Langton
CSA looking to develop new system for analyzing market data

FSCO warns clients of mystery shopping scam

February 10, 2017 IE Staff
New Brunswick regulator reports increase in suspected fraud

BCSC to allow investors to sell cease-traded securities to their dealers

February 9, 2017 James Langton

CSA issues notice on approach to segregation and portability arrangements

February 9, 2017 James Langton

Rise of fintech creating challenges for regulators

February 8, 2017 James Langton

U.K.’s FCA launches consultation on illiquid assets

February 8, 2017 James Langton

BCSC issues cease-trade order for possible securities violations

February 7, 2017 James Langton

OSC hearing panel finds Quadrexx, former execs committed fraud

February 7, 2017 James Langton

Quadrus reaches settlement with the MFDA

February 7, 2017 James Langton

Regulatory challenges remain for implanting blockchain, ESMA reports

February 7, 2017 James Langton

Canadian sentenced to 12 years in U.S. jail for role in securities frauds

February 7, 2017 James Langton

More work needed on certain financial benchmarks, IOSCO reports

February 7, 2017 James Langton