Regulation

Regulation

UK introduces new accountability regime for financial firms

February 23, 2015 James Langton
Regulation

FSB approach may make bank conduct risks more predictable: Fitch

February 20, 2015 James Langton
Regulation

MFDA plans proficiency standards for ETFs

February 20, 2015 James Langton
Regulation

OSC adopts family and friends exemption

February 19, 2015 James Langton
Regulation

Exemption reforms strengthen investor protection: CSA

February 19, 2015 James Langton
Regulation

CSA levied more than $58M in fines and penalties in 2014

February 19, 2015 James Langton
Regulation

FCA to investigate competition in investment banking

February 19, 2015 James Langton
Regulation

FCA warns investment managers over insider trading controls

February 18, 2015 James Langton
Regulation

OSC permanently bans fund manager

February 13, 2015 James Langton
Regulation

Global regulators meet in Seoul

February 13, 2015 James Langton
Regulation

BCSC extends registration exemption for MIEs

February 13, 2015 James Langton
Regulation

Bitcoin licence, please

February 13, 2015 James Langton