Regulation

IOSCO reports progress on derivatives market reforms

July 29, 2015 James Langton

FCA finds firms still failing to fully manage benchmark risks

July 29, 2015 James Langton

IOSCO report outlines strategic direction to 2020

July 28, 2015 James Langton

U.S. regulators give first feedback to banks on “living wills”

July 28, 2015 James Langton

FCA issues guidance to protect customers from “performance management”

July 27, 2015 James Langton

FINRA fines Goldman Sachs unit US$1.8M for trade reporting failures

July 27, 2015 James Langton

Unregistered trading leads to ASC suspension

July 24, 2015 James Langton

Reforms to OTC derivatives markets remain a work in progress

July 24, 2015 James Langton

Working group established to strengthen FX market rules

July 24, 2015 James Langton

OSC to review growth of mutual fund series

July 23, 2015 James Langton

Basel Committee issues final criteria on securitizations

July 23, 2015 James Langton

MFDA issues proposed proficiency standards for selling ETFs

July 22, 2015 James Langton