Regulation

SEC awards tipster more than US$1.7 million

July 27, 2017 James Langton

CSA’s new rules enhance custody requirements on EMDs

July 27, 2017 James Langton

FINRA restructures enforcement division under Susan Schroeder

July 26, 2017 James Langton

Proposed rule change targets advisors accessing client accounts

July 26, 2017 James Langton

Manitoba investors lured into binary options fraud

July 26, 2017 James Langton
New Brunswick regulator reports increase in suspected fraud

Digital asset offerings are subject to securities laws: SEC

July 26, 2017 James Langton

U.S. whistleblower awarded US$2.5 million

July 25, 2017 James Langton

U.S. derivatives regulator approves digital currency firm

July 25, 2017 James Langton

U.S. FX trader banned

July 24, 2017 James Langton

OSC to post tribunal decisions on CanLII

July 24, 2017 James Langton
Technology-related risks are now the top concern for insurers

OSFI seeks comment on proposed new rules for insurers

July 21, 2017 James Langton

AMF to examine incentives structures in the insurance sector

July 21, 2017 James Langton