Regulation

Fed approves final rule to modify capital plan, stress testing rules

November 25, 2015 James Langton

MFDA reaches settlement with HollisWealth

November 24, 2015 James Langton

Global regulators issue guidance on cyber resilience

November 24, 2015 James Langton

CFTC’s proposed new rules target automated trading

November 24, 2015 James Langton

FCNB pulls insurance broker’s licence

November 24, 2015 James Langton

Former hospital employee fined and sentenced for unregistered trading

November 24, 2015 James Langton

Three-quarters of CFD clients lost money, study finds

November 23, 2015 James Langton

FCA seeks input on “RegTech”

November 23, 2015 James Langton

Identity theft leads to advisor’s suspension

November 23, 2015 James Langton

Amendments harmonize N.S. securities legislation to national standard

November 20, 2015 IE Staff

Nova Scotia makes changes to PRPP legislation

November 19, 2015 IE Staff

IIROC, CSF collaborate to strengthen investor protection

November 19, 2015 James Langton