Regulation

European regulators mull intervention on robo-advisors

December 4, 2015 James Langton
Rise of robo-advisors in mortgage business could have an impact

New directors approved at MFDA annual general meeting

December 3, 2015 James Langton

CSA to require exempt-market filings be made on SEDAR

December 3, 2015 James Langton

CSA introduces new requirements for clearing agencies

December 3, 2015 James Langton

FCA to require insurers to publish details of last year’s premium

December 3, 2015 James Langton

NSSC bans former mutual fund salesperson

December 2, 2015 James Langton

Brochure outlines benefits of working with an MFDA member

December 2, 2015 IE Staff

New York proposes anti-money laundering requirement

December 2, 2015 James Langton

IIROC hearing to consider Octagon Capital suspension

December 2, 2015 James Langton

CCMR to play a major role in fight against financial wrongdoing: Wetston

December 1, 2015 Rudy Mezzetta

OSC rejects motion to dismiss allegations

December 1, 2015 James Langton

CSA members update OBSI oversight MOU

December 1, 2015