Regulation

Deutsche Bank sanctioned over failure to supervise squawk boxes

August 8, 2016 James Langton

FSB examining corporate governance

August 8, 2016 James Langton

No evidence liquidity deteriorated in corporate bond markets: IOSCO

August 5, 2016 James Langton

Barclays fined over back-office issues

August 4, 2016 James Langton

FINRA issues warning on high-pressure sales calls

August 4, 2016 James Langton

FINRA sanctions Barclays for deficiencies in reporting audit trail data

August 3, 2016 James Langton

Singapore regulators to focus on fintech developments

August 3, 2016 James Langton

Boiler room broker sentenced to two years probation

August 2, 2016 James Langton

U.K.’s FCA issues alert warning of dealing with unauthorized firms

August 2, 2016 James Langton

Four Canadian regulators sign on to MOU with U.S. CFTC

August 2, 2016 James Langton

IIROC proposes move to T+2

August 2, 2016 James Langton

Scotia Capital to repay investors $20 million as part of no-contest settlement

July 29, 2016 Tessie Sanci