Regulation

CSA seeks comment on move to T+2 settlement cycle

August 18, 2016 James Langton
Echelon, BLG team up to create “capital pool company”

Canadian gets jail time in U.S. penny stock fraud case

August 17, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

OSFI delays deadline for bank disclosure requirements

August 17, 2016 James Langton

SEC sanctions firm over whistleblower awards waiver

August 16, 2016 James Langton

Reports advance regulatory agenda on central counterparties

August 16, 2016 James Langton

BCSC panel permanently bans B.C. man

August 16, 2016 James Langton
Greater engagement with indigenous communities needed: SHARE

Basel Committee guidance outlines disclosure requirements

August 12, 2016 James Langton

European regulators target virtual currency firms

August 11, 2016 James Langton

SEC sanctions firm for violating laws related to its whistleblower program

August 10, 2016 James Langton
Trump carrying out a “behind-the-scenes” war on regulation: NBF report

Australian regulator finds equity markets are getting cleaner

August 10, 2016 James Langton

B.C. rep loses licence over past conviction

August 8, 2016 James Langton

Australian regulators issue report on enforcement of investor protection reforms

August 8, 2016 James Langton