Regulation

Facebook settles allegations it misled investors

July 24, 2019 IE Staff, The Associated Press

Alberta man previously banned by ASC gets jail time

July 24, 2019 IE Staff

Former rep who inherited client’s Air Miles permanently banned

July 24, 2019 IE Staff

Court dismisses challenge of deal that helps U.S. nab tax cheats in Canada

July 22, 2019 The Canadian Press

B.C. firm admits to misusing ‘soft dollars’ in settlement with regulator

July 19, 2019 James Langton

MFDA consults on CE accreditation process

July 19, 2019 James Langton

Members wanted for FSRA pension advisory committees

July 19, 2019 IE Staff

OSC reaches $2 million settlement with Caldwell over best execution failures

July 19, 2019 James Langton

FSB delays reforms to securities financing rules

July 19, 2019 James Langton

OSFI revising liquidity, capital rules for banks

July 18, 2019 James Langton

Senior clients need more from financial firms: report

July 18, 2019 James Langton

IOSCO pushes back on criticism

July 18, 2019 James Langton