Regulation

So-called ‘smart’ investors no safer from scammers, FCA says

August 8, 2019 James Langton

Crypto crime on the rise, NASAA reports

August 7, 2019 James Langton

Digital token seller Kik Interactive fires back at SEC in U.S. court filing

August 7, 2019 The Canadian Press

IIAC resists federal data protection proposals

August 6, 2019 James Langton

IIROC provides guidance on new client ID requirements

August 6, 2019 James Langton

IFIC asks for end to GST/HST on mutual funds in RRSPs

August 1, 2019 IE Staff

Another former rep banned for falsified line of credit application

July 30, 2019 IE Staff

IFIC voices support for CSA’s systems renewal program

July 29, 2019 IE Staff

IIAC comments on IIROC’s proposed disciplinary tools

July 29, 2019 IE Staff

IIROC fines, suspends rep for trading misconduct

July 25, 2019 IE Staff

Former rep permanently banned for ‘deceitful’ conduct

July 25, 2019 IE Staff

Cryptoasset firm settles with OSC

July 25, 2019 IE Staff