Regulation

NASAA warns investors to watch for scams in Florence’s wake

September 18, 2018 James Langton

IOSCO guidance addresses conflicts of interest in equity capital raising

September 18, 2018 James Langton

B.C. to restructure Financial Institutions Commission

September 17, 2018 James Langton

CSA names new secretary general

September 17, 2018

OSFI proposes new guideline for insurers’ asset securitization

September 17, 2018 James Langton
Industry

IFIC proposes four titles for advisors

September 14, 2018 James Langton

CSA signs deal for new market surveillance system

September 13, 2018 James Langton

Ontario pushes back on CSA’s proposed DSC ban

September 13, 2018 James Langton

OSC announces seniors expert advisory committee membership

September 12, 2018 James Langton

OSC announces speakers for Dialogue 2018

September 12, 2018 James Langton

FINRA report identifies benefits and risks of regtech

September 10, 2018 James Langton
Research and Markets

OSC seeks comment on Nasdaq Canada proposed fee change

September 7, 2018 James Langton