Regulation

Scotiabank to pay US$800,000 penalty for spoofing precious metals trades: CFTC

October 2, 2018 James Langton

FINRA to consolidate examination and risk monitoring programs

October 1, 2018 James Langton

Regulators celebrate World Investor Week and Investor Education Month

October 1, 2018 James Langton

FINRA streamlines examination process for candidates entering U.S. securities Industry

October 1, 2018 James Langton

Credit reporting act aims to provide clarity and protection for N.B. consumers

October 1, 2018 James Langton

FSCO issues guideline on treating consumers fairly

October 1, 2018 James Langton

Ontario advisor sentenced to six months in jail

September 28, 2018 James Langton

OSC calls for new members for RAC

September 28, 2018

ESMA to renew restrictions on CFDs for a further three months

September 28, 2018 James Langton

Insurance regulators release final guidance on fair treatment of customers

September 27, 2018 James Langton

Prospect of gender parity remains distant

September 27, 2018 James Langton

Progress made in addressing financial data gaps: report

September 27, 2018 James Langton