From the Regulators

FINTRAC sanctions second Ontario real estate broker

February 12, 2026 James Langton
Illustration of a businessperson using a magnifying glass to examine files
News

CIRO ready to end dual-dealer model

February 12, 2026 James Langton
Adult senior diverse multi-ethnic Caucasian Hispanic Middle Eastern CEO executive team business people together in conference meeting room in contemporary modern office bright sunny daylight sunset dusk talking discussing planning organizing strategy well dressed suit and tie teamwork cooperation diversity multi-ethnic problems solutions unity cityscape downtown urban new beginnings breaking new ground dreamlike decisions choices the way forward diversity

Closet indexing class action against CIBC certified

February 11, 2026 James Langton
Class action

Ex-CEO gets jail in crypto fraud scheme

February 11, 2026 James Langton
Stealing money

FINRA to allow brokers to use return targets

February 11, 2026 James Langton
CSA to measure impact of point of sale, CRM2

Limitation period unforgiving for fraud victim

February 11, 2026 James Langton
Court ruling

B.C. regulator consults on new restricted insurance agency rules

February 11, 2026 Jonathan Got
Rule change

Fugitive crypto launderer gets 20 years

February 11, 2026 James Langton
Crypto currency

SEC settles cherry-picking case against advisory firm

February 11, 2026
Court settlement

Claim against Bridging fund to be heard in mid-June

February 10, 2026 James Langton
calendar court
News

FCA alleges crypto platform breached new rules

February 10, 2026 James Langton
crypto currency regulation
News

FINTRAC sanctions real estate broker

February 10, 2026 James Langton
Laundering money