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From the Regulators
From the Regulators
ESMA sanctions trade reporting breaches
February 20, 2026
James Langton
News
CIRO calls for boost to independent director limits
February 19, 2026
James Langton
News
FSB launches review of crisis readiness
February 19, 2026
James Langton
News
U.S. advisor gets 90 months in jail for Ponzi scheme
February 19, 2026
James Langton
News
CIRO sanctions firm, exec for trading misconduct
February 19, 2026
James Langton
B.C. court sides with brokerage on loan guarantee
February 19, 2026
James Langton
SEC proposes to ease fund reporting requirements
February 18, 2026
James Langton
Canadian Lenders Association acquires regulatory tech body
February 18, 2026
Jonathan Got
BoC hits fintech with compliance order
February 18, 2026
James Langton
News
CIRO addresses cybersecurity, AI, CFR gaps and more
February 17, 2026
IE Staff
B.C. court upholds class action appeal
February 13, 2026
James Langton
Links between traditional, shadow banks a rising risk
February 12, 2026
James Langton
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