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Rebecca Cowdery
Rebecca Cowdery
Regulation
CSA proposes alternative funds be made available to retail investors — with safeguards
December 15, 2016
Dan Richards, Rebecca Cowdery
Special Reports
Regulators propose dramatic expansion of KYP requirements
October 24, 2016
Dan Richards, Rebecca Cowdery
Special Reports
Understanding the CSA’s conflicts of interest proposals
October 9, 2016
Dan Richards, Rebecca Cowdery
Special Reports
What advisors need to know about the CSA’s “best interest” standard
September 22, 2016
Dan Richards, Rebecca Cowdery
Special Reports
ETF Facts: New disclosure requirement proposed for Canadian ETFs
August 10, 2015
Rebecca Cowdery
Special Reports
Point of sale: Requirements and exceptions for online and phone sales
July 21, 2015
Rebecca Cowdery
Special Reports
Build point of sale into your practice
July 14, 2015
Rebecca Cowdery
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