Melissa Shin
From the Regulators
CIRO fines Stifel Nicolaus $475K for failing to protect confidential info
August 23, 2024
Melissa Shin
Industry News
Troubling quirk in capital gains rules addressed in draft legislation
August 14, 2024
Melissa Shin, Rudy Mezzetta
Industry News
Court orders Emerge Capital Management to repay employees who lent it money
August 13, 2024
Melissa Shin
Products
Industry groups want looser rules for qualified investments
July 17, 2024
Melissa Shin, Rudy Mezzetta
Industry News
Aging at home benefit, GIS boost among gov’t panel recommendations
July 3, 2024
Melissa Shin
Products
2 ways for mutual funds to handle higher capital gains inclusion rate
June 28, 2024
Melissa Shin
From the Regulators
Who watches the watchers? Best practices for independent review committees
June 26, 2024
Melissa Shin