Lynn McGrade
Regulation
Potential implications of the CSA’s alternative funds proposal
January 12, 2017
Dan Richards, Lynn McGrade
Special Reports
Regulators divided over best interest standard
October 28, 2016
Dan Richards, Lynn McGrade
Special Reports
Regulators propose restrictions on titles and designations
October 17, 2016
Dan Richards, Lynn McGrade
Special Reports
KYC and suitability proposals raise the bar
October 3, 2016
Dan Richards, Lynn McGrade