Lynn McGrade

Regulation

Potential implications of the CSA’s alternative funds proposal

January 12, 2017 Dan Richards, Lynn McGrade
Potential implications of the CSA’s alternative funds proposal
Special Reports

Regulators divided over best interest standard

October 28, 2016 Dan Richards, Lynn McGrade
Regulators divided over best interest standard
Special Reports

Regulators propose restrictions on titles and designations

October 17, 2016 Dan Richards, Lynn McGrade
Regulators propose restrictions on titles and designations
Special Reports

KYC and suitability proposals raise the bar

October 3, 2016 Dan Richards, Lynn McGrade
KYC and suitability proposals raise the bar
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