James Langton

Regulation

OSC stays decision that overruled IIROC panel

July 2, 2015 James Langton
Regulation

SEC proposes compensation clawback rules

July 2, 2015 James Langton
Markets

Canadian equity issuance surges

July 2, 2015 James Langton
Industry

More help needed for holders of RRIFs: report

July 2, 2015 James Langton
Special Reports

Ontario launches consultation on financial planning

July 2, 2015 James Langton
Regulation

ASC now automatically reciprocates other Canadian sanction orders

July 2, 2015 James Langton
Regulation

OSC forecasts higher revenues and expenses

June 30, 2015 James Langton
Regulation

AMF issues warning about repeat offender Michael Mitton

June 30, 2015 James Langton
Regulation

ESMA publishes guidelines for alternative performance measures

June 30, 2015 James Langton
Regulation

CSA proposes using SEDAR for exempt market filings

June 30, 2015 James Langton
Industry

PlanPlus to examine investor risk tolerance assessment practices

June 30, 2015 James Langton
Research and Markets

IOSCO shift away from bank-like oversight a credit positive for asset managers: Moody’s

June 29, 2015 James Langton