James Langton
Regulation
FCA finds firms still failing to fully manage benchmark risks
July 29, 2015
James Langton
Research and Markets
U.S. GSIB rules provide clarity, but raise questions: Fitch
July 28, 2015
James Langton
Regulation
U.S. regulators give first feedback to banks on “living wills”
July 28, 2015
James Langton
Industry
IIAC calls on feds to bolster private retirement savings system
July 28, 2015
James Langton
Industry
Americans believe stockbrokers should act in clients’ best interests
July 28, 2015
James Langton
Regulation
FCA issues guidance to protect customers from “performance management”
July 27, 2015
James Langton
Regulation
FINRA fines Goldman Sachs unit US$1.8M for trade reporting failures
July 27, 2015
James Langton