James Langton

Regulation

CSA proposes harmonized reporting for the exempt market

August 13, 2015 James Langton
Regulation

FCA outlines how it will apply accountability regime to U.K. branches of overseas banks

August 13, 2015 James Langton
Products

Morningstar to launch ESG scores for funds

August 13, 2015 James Langton
Regulation

Edward Jones to pay US$20M for overcharging clients in new muni bond sales

August 13, 2015 James Langton
Regulation

Banks need to improve internal capital planning efforts: OSFI

August 12, 2015 James Langton
Research and Markets

Decline in global bond market liquidity should be cause for concern

August 12, 2015 James Langton
Industry

Markit to acquire CoreOne Technologies

August 12, 2015 James Langton
Regulation

SEC fines ITG for allegedly trading against its own dark-pool customers

August 12, 2015 James Langton
Industry

Risk governance improves at large banks: Moody’s

August 12, 2015 James Langton
Industry

UBS launches global innovation challenge

August 12, 2015 James Langton
Regulation

Scotia Capital to pay $500,000 IIROC penalty

August 11, 2015 James Langton
Industry

Madoff feeder funds ordered to post $2M in security for costs in lawsuit against auditors

August 11, 2015 James Langton