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James Langton
James Langton
Regulation
OSC refuses to re-register former mutual fund rep
September 25, 2015
James Langton
Industry
Maritime regulators to hold meeting on new equity crowdfunding rules
September 25, 2015
James Langton
Industry
ESMA reappoints top two execs to new five-year terms
September 25, 2015
James Langton
Research and Markets
Fed’s delay on interest rate hike to impact life insurers
September 24, 2015
James Langton
Regulation
U.S. derivatives regulator settles with Bitcoin trading venue
September 24, 2015
James Langton
Regulation
IIROC reduces quiet periods for research analysts
September 24, 2015
James Langton
Regulation
CSA guidance on robo-advisors focuses on human involvement
September 24, 2015
James Langton
Research and Markets
Shareholder activism grows substantially in 2015
September 24, 2015
James Langton
Regulation
CSA makes changes to rights offering exemption
September 24, 2015
James Langton
Research and Markets
CoCos issuance way down in 2015
September 24, 2015
James Langton
Regulation
FINRA issues alert about smart beta index funds
September 23, 2015
James Langton
Regulation
Nova Scotia bans former mutual fund rep
September 23, 2015
James Langton
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