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James Langton
James Langton
Regulation
OSC reminds mortgage brokers, MIEs of registration requirements
February 19, 2016
James Langton
Regulation
Due diligence is key to determining product suitability for retail clients
February 19, 2016
James Langton
Regulation
N.Y. brokerage CEO sentenced to jail for obstructing SEC investigation
February 19, 2016
James Langton
Regulation
No rewards for whistleblowers: AMF
February 18, 2016
James Langton
Regulation
IIROC puts focus on suitability, robo-advisors for 2016
February 18, 2016
James Langton
Regulation
More needs to be done to prevent insider trading: OSC
February 18, 2016
James Langton
Industry
Blockchain developer Digital Asset announces strategic relationships
February 17, 2016
James Langton
Markets
Bond markets challenged by electronic competition: report
February 17, 2016
James Langton
Regulation
SEC settles with former analyst
February 17, 2016
James Langton
Regulation
OSC launch of investor education effort draws praise
February 17, 2016
James Langton
Regulation
Former advisor sentenced to four years in jail
February 17, 2016
James Langton
Regulation
BoC plans changes to foreign exchange rate data
February 16, 2016
James Langton
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