James Langton

Regulation

Regulators flag enforcement issues at IIROC

March 3, 2016 James Langton
Regulation

CSA changes passport system to improve harmonization

March 3, 2016 James Langton
Regulation

FCA review finds U.K. life insurers haven’t treated clients fairly

March 3, 2016 James Langton
Products

VC fund of funds closes after topping its target

March 3, 2016 James Langton
Research and Markets

Energy firms face record liquidity pressure: Moody’s

March 2, 2016 James Langton
Industry

ICE acquiring two securities pricing businesses

March 2, 2016 James Langton
Industry

Marijuana-based equity crowdfunding portal set to launch

March 2, 2016 James Langton
Industry

Court rejects investors’ appeal to move case to Ontario

March 2, 2016 James Langton
Research and Markets

Research finds prevalence of advisor misconduct in the U.S.

March 2, 2016 James Langton
Regulation

IOSCO report touts misconduct as a key threat

March 2, 2016 James Langton
Regulation

Big global banks meeting Basel III requirements

March 2, 2016 James Langton
Research and Markets

Moody’s downgrades outlook for China

March 2, 2016 James Langton