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James Langton
James Langton
Regulation
FINRA offers guidance for robo-advisors
March 15, 2016
James Langton
Regulation
SEC charges AIG affiliates with mutual fund shares conflicts
March 14, 2016
James Langton
Research and Markets
Canadian banks increase negative equity auto loans
March 14, 2016
James Langton
Regulation
U.K. report aims to make financial advice work better for consumers
March 14, 2016
James Langton
Industry
IIAC member firms undecided on personal corporations
March 14, 2016
James Langton
Industry
Trader not liable for trading losses, court rules
March 11, 2016
James Langton
Regulation
Basel Committee seeks comments on revisions to disclosure framework
March 11, 2016
James Langton
Regulation
IIROC lets some dealers omit off-book assets from client performance reporting
March 11, 2016
James Langton
Regulation
Two former U.K. traders sentenced to prison for manipulating LIBOR benchmarks
March 11, 2016
James Langton
Regulation
Zika crisis may give rise to investment scams
March 10, 2016
James Langton
Regulation
MFDA to ease conditions on reps serving as executors
March 10, 2016
James Langton
Markets
U.S. retail brokers focus on customer wallet share
March 10, 2016
James Langton
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