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James Langton
James Langton
Regulation
European regulators release final retail disclosure rules for banking, securities and insurance
April 7, 2016
James Langton
Regulation
U.K. report on asset managers finds deficiencies
April 7, 2016
James Langton
Industry
Canadian capital markets activity slips in Q1, compared to Q1 2015
April 7, 2016
James Langton
Regulation
CSA to introduce new harmonized report for exempt distributors
April 7, 2016
James Langton
Regulation
Regulators monitoring OBSI compensation refusal cases
April 7, 2016
James Langton
Regulation
CSA’s revisions to OPR rule to address inefficiencies and costs
April 7, 2016
James Langton
Regulation
ESMA finds room for improvement in supervision of retail investment advice
April 7, 2016
James Langton
Regulation
Regulators challenged by cyber risk
April 6, 2016
James Langton
Special Reports
Much support for Ontario expert panel’s recommendations
April 6, 2016
James Langton
Regulation
IIROC to increase compliance on compensation-driven conflicts
April 6, 2016
James Langton
Regulation
U.S. unveils final version of fiduciary rule
April 6, 2016
James Langton
Regulation
Revisions proposed to Basel III leverage ratio framework
April 6, 2016
James Langton
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